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Organizations are required to submit their applications electronically through Grants.gov, the federal government’s online application system. The Grants.gov system must receive your application no later than 11:59 p.m., Eastern Time, on March 13, 2009.
IMPORTANT NOTICE:
Electronic application through Grants.gov is MANDATORY
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Renew/verify your registration.
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Verify that you have a version of Adobe Reader that is supported by Grants.gov installed on your computer before you download your new application package from Grants.gov.
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Submit your application prior to the deadline to give yourself ample time to resolve any problems that you might encounter. You take a significant risk by waiting until the day of the deadline to submit.
- The Grants.gov help desk is available to assist you 7:00 a.m. to 9:00 p.m., Eastern Time, Monday through Friday. (Phone: 1-800-518-4726.)
- Submit your application outside of Grants.gov’s hours of heaviest usage, generally 12 noon to 5:00 p.m., Eastern Time.
- The Arts Endowment will not accept late applications.
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Renew/Verify Registration with Grants.gov
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Renew your registration with the Central
Contractor Registry (CCR, www.ccr.gov) at Update
or Renew Registration. Also verify your registration with
Grants.gov and make sure it is current before you apply.
If you have problems with registration, call the Grants.gov help desk at 1-800-518-4726, e-mail support@grants.gov, or consult the information posted on the Grants.gov Web site at Applicant Help. The Grants.gov Customer Service hours are 7:00 a.m. to 9:00 p.m., Eastern Time, Monday to Friday.
You do not need to update your Grants.gov registration to download the application package and begin to prepare your material (see below). However, you will need your Grants.gov Username and Password that you obtain in the final step of the registration process to submit your application.
Download the Application Package
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Verify your software
You must have a version of Adobe Reader that is supported by Grants.gov installed on your computer before you download your application package from Grants.gov. Non-compatible versions of Adobe Reader or other Adobe products will lead to errors and prevent you from submitting your application. If more than one computer will be involved in the preparation of the application package, ensure that the same version of Adobe Reader is used.
Please go to "Download Software" to see the compatible versions of Adobe Reader or to download and install Adobe Reader.
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Access the application package on Grants.gov by clicking on the link below:

[Funding Opportunity Number 2009NEA04ARRA40] Download the application package and follow the instructions below. It is not necessary to download the instructions from Grants.gov as you will merely be directed back to the instructions in this document.
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When you download the application package, the Grants.gov "Grant Application Package" screen will open. Click on the "Save" button at the top of the form and save the application package to a location on your computer or network where you can find it readily. Save your application each time you work on it. You will get the message "The File already exists. Replace existing file?" Click "Yes" to ensure that you always save the most recent version.
- In the "Mandatory Documents" box, you will see three forms. You must move these forms to the “Mandatory Documents for Submission” box before you can open them. Once moved, the three forms merge into a single document. You can access each form by clicking on it to highlight it and then clicking on the "Open Form" box OR you can scroll down your screen and you will come to each form in succession.
The forms are:
Submit Your Electronic Application
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To begin the submission process, click the "Save & Submit" button. [This button will not become active (and turn from light to dark gray) until you have saved your application with all required fields completed. Clicking this button will prompt you to save your application package one last time. When asked if you want to replace the existing file, click "Yes." You will then be reconnected to Grants.gov and the Internet.] You will be prompted to provide your Grants.gov Username and Password that you obtained during registration. (REMINDER: You must have successfully completed the registration process in order to receive your Grants.gov Username and Password.)
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Click the "Login" button. This will bring you to the "Application Submission Verification and Signature" screen, which provides a summary of the Funding Opportunity for which you are applying. Click the "Sign and Submit Application" button to complete the process. Be certain that you are satisfied with your application before you click this button. No revisions to your application are possible through Grants.gov once it is submitted.
If you have difficulty submitting, go to Adobe Reader Error Messages or Applicant Resources for several tools and documents to help you.
- See Track
Your Application for what to expect after you submit your application.
Additional Help
For additional help on how to use Grants.gov, please see the Grants.gov Web site at Applicant Help. You also can send e-mail to the Grants.gov helpdesk at support@grants.gov or call them at 1-800-518-4726 from 7 a.m. until 9 p.m., Eastern Time, Monday to Friday.
For specific help on how to complete your application, please review the instructions in these guidelines, or contact the State & Regional staff at mathisa@arts.gov or 202/682-5430.
Step 1: Fill out the Application for Federal Domestic Assistance/SF-424 Mandatory
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NOTE: All asterisked (*) items and yellow fields on this form are required and must be completed before you will be able to submit the form. Do not type in all capital letters when completing the form. Enter information directly into the form. Do not copy from an old application package or another document and paste into the form.
1. Items 1a-d default to certain selections; do not change them.
2. Date Received: This will be filled automatically
with the date that you submit your application; leave blank.
3. Applicant Identifier: This is for your own use or you can leave blank.
4., 5., and 6.: Leave blank.
7. Applicant Information:
a. Legal Name: The name provided here must be the applicant's legal name as it appears in the current IRS 501(c)(3) status letter or in the official document that identifies the organization as a unit of state or local government. (Do not use your organization's popular name, if different.)
b. Employer/Taxpayer Identification Number (EIN/TIN): Enter the 9-digit number that was assigned by the Internal Revenue Service.
c. Organizational DUNS: All organizational applicants for federal
funds must have a DUNS number, which is recognized as the universal standard
for identifying organizations worldwide (www.dnb.com). The number
that you enter here must agree with the number (either 9 or 13 digits)
that you used with the CCR (Central Contractor Registry) as part of your
Grants.gov registration. Otherwise, your application will not be validated
by Grants.gov and will be rejected.
d. Address:
Use Street 1 for your street address or post office box number, whichever is used for your U.S. Postal Service mailing address. Street 2 is not a required field and should be used only when a Suite or Room Number or other similar information is a necessary part of your address. Do not use Street 2 to give a second address for your organization.
In the Zip/Postal Code box, organizations in the United States should enter the full 9-digit zip code that was assigned by the U.S. Postal Service. If you do not know your full zip code, you may look it up at www.usps.com/zip4/.
e. Organizational Unit: Leave blank.
f. Name and contact information of person to be contacted on matters involving this application:
Provide the requested information for the individual who should be contacted on all matters involving this application and the administration of any grant that may be awarded.
8a. Type of Applicant: Select the item that best characterizes your organization from the menu in the first drop down box. An additional description is optional.
9. Name of Federal Agency: This has been pre-populated.
10. Catalog of Federal Domestic Assistance Number: This has been pre-populated.
11. Areas Affected by Funding: Leave blank.
12. Congressional District Information:
a. Applicant: Enter the number of the Congressional District where the applicant organization is located. Use the following format: 2 character State Abbreviation-3 character District Number. For example, if your organization is located in the 5th Congressional District of California, enter "CA-005." If your state has a single At-Large Representative or your territory has a single Delegate, enter your 2 character state/territory abbreviation and "-000." If you need help determining your district, please visit the House of Representatives Web site at www.house.gov and use the "Find Your Representative" tool.
b. Project: Leave blank.
13. Funding Period: Enter the beginning and ending dates for your requested period of support. The Arts Endowment’s support of a project may start on or after April 1, 2009. Generally, a grant period of up to two years is allowed.
14. Estimated Funding:
a. Federal: For SAAs serving states and jurisdictions with populations of more than 200,000 and RAOs, enter the amount provided by the Arts Endowment. For SAAs serving jurisdictions with populations of fewer than 200,000 and the national service organization representing the SAAS and RAOs, request a grant amount of $25,000 or $50,000.
b. Match: Leave blank.
15. State Executive Order 12372 Process: Applicants should contact the State Single Point of Contact for Executive Order 12372 to determine whether this application is subject to their state’s intergovernmental review process. The U.S. Office of Management and Budget (OMB) maintains a list of official State Single Points of Contact designated by the States to review and coordinate proposed federal financial assistance and direct federal development. See www.whitehouse.gov/omb/grants/spoc.html. This listing also is published in the Catalogue of Federal Domestic Assistance biannually.
16. Is the Applicant Delinquent on Any Federal Debt?: Examples of relevant debt include delinquent payroll or other taxes, audit disallowances, and benefit overpayments. If your response is "yes," click on the "Yes" box and include an explanation with your application.
17. Authorized Representative: Enter the requested information for the AOR (Authorized Organization Representative) who will be submitting this application to Grants.gov. The AOR must have the legal authority to obligate your organization. By clicking the "I Agree" box at the top of Item 17, this individual will be certifying compliance with relevant federal requirements on your organization's behalf. (These requirements can be found in the Assurance of Compliance section.) The "Signature of Authorized Representative" and "Date Signed" boxes will be populated by Grants.gov upon submission of the application.
Stop after item 17. Do not add attachments.
Step 2: Fill out the Disclosure of Lobbying Activities (SF-LLL) Form
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NOTE: All asterisked (*) items and yellow fields on this form are required and must be completed before you will be able to submit the form. Do not type in all capital letters when completing the form. Enter information directly into the form. Do not copy from an old application package or another document and paste into the form.
Items 1-3 default to certain selections; do not change them.
4. Name and Address of Reporting Entity: Provide the requested information for the reporting entity. Include Congressional District, if known.
5. If Reporting Entity in No. 4 is Subawardee: Leave blank.
6. Federal Department/Agency: Enter "National Endowment for the Arts."
7. Federal Program: This has been pre-populated.
8. Federal Action Number, if known: Leave blank.
9. Award Amount, if known: Leave blank.
10. a. Name and Address of Lobbying Registrant: Provide the requested information for the registrant under the Lobbying Disclosure Act of 1995 engaged by the reporting entity identified in item 4 to influence the covered federal action. If not applicable, enter "N/A" in the fields for First Name and Last Name.
b. Individual Performing Services: Enter the name of the individual performing services, and include an address if different from 10 (a). If not applicable, enter "N/A" in the fields for First Name and Last Name.
11. Authorized Representative: Provide the requested information for the AOR (Authorized Organization Representative) who will be submitting this application to Grants.gov. The "Signature " and "Date" boxes will be populated by Grants.gov upon submission of the application.
Step 3: Complete and Attach Required Items to the Attachments Form
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The "Attachments Form" is not a form in the conventional sense. Rather, it is a place to attach documents that you have completed and saved elsewhere on your computer.
Several important points:
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Attachment 2 is a fillable form; you will find a link to it. This form can be filled in, saved to your computer, and attached without the need for special software or conversion to PDF.
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Attachment 1 is a narrative that you will develop in accordance with the instructions provided. This item must be submitted as a PDF (portable document format) file.
You can create your narrative using any word processing software. When you have completed the document, save it to your computer and convert it to PDF before attaching. If you don't already have software to convert files to PDF, there are many low-cost and free software packages that can do this. To learn more, go to PDF Conversion Programs.
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Label your narrative clearly with your organization's legal name. Leave a margin of at least one inch at the top, bottom, and sides of all pages. Do not reduce type below 12 point font size. Do not type in all capital letters. Excess pages will be removed and not be reviewed.
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Name your files as indicated below and attach them in the proper order. Please note that you cannot change the name of a file on the Attachments Form. Therefore make certain that each file is named correctly before you attach it.
When you open the Grants.gov Attachments Form, you will find 15 attachment buttons. By clicking on a button, you will be able to choose the PDF file from your computer that you wish to attach. Please attach the proper file to the proper button as listed below.
The Attachments
ATTACHMENT 1: NARRATIVE
To this button, attach a three-page narrative. The file name should indicate the name of your organization or a recognizable acronym followed by "Narrative" (e.g., "ABCSAANarrative.pdf").
Your narrative should cover the points below, as relevant. Use bold faced headings to organize your response.
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Describe your proposed subgranting program, how it is consistent with the NEA’s American Recovery and Reinvestment Act program, and how it will directly impact salary support and/or fees for artists and contractual personnel among a broad constituency that you serve. SAAs and RAOs are encouraged to use, as a template for their own material, the review criteria and application information that the NEA is using for its Recovery Act competitive grant program. (SAAs and RAOs that do not want to use the NEA material should advise the NEA.) Discuss:
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Your proposed applicant pool. Detail the geographic range, the number of applicants that you anticipate, and the artistic disciplines represented. Provide a representative list of organizational names and the range of budget sizes.
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Your plans for making this applicant pool aware of the funding opportunity that you will provide.
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Where appropriate, efforts to reach organizations that serve underserved populations.
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Your plans for receiving and reviewing requests for support. Describe the review criteria that you will use as well as the process itself.
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The appropriateness of this project to the mission and core work of your own organization.
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The impact of administering this subgranting program on your own organization and the staff or contractual resources that it will require.
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The national service organization of SAAs and RAOs and SAAs and RAOs requesting support for their own jobs should address the following:
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Key statistics, as relevant: Provide the following information in the format shown here:
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Your organization's total operating budget from most recently completed fiscal year which ended _______ |
Total number of current paid employees |
Number of jobs in this request |
Salary (or range thereof) of job(s) affected by this request |
Fees to artists/
contractual personnel (or range thereof) included in this request |
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Your proposed project, as relevant:
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Note the job position(s) for which you are seeking support. Provide job title, description, salary, and the number of weeks of employment. Discuss the significance of this position to the mission and core work of your organization. Describe the effect on your organization if this position were curtailed or eliminated. Is this position currently filled?
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Describe the artists and/or contractual personnel to whom you propose to pay fees. Describe the project for which these individuals would be paid, the position(s) and fees for these individuals, and the number of weeks of employment. Discuss the significance of this project to the mission and core work of your organization. Describe the effect on your organization if this project were curtailed or eliminated.
If any of these jobs is included in a current NEA application or award, include the applicable application or award number.
ATTACHMENT 2: PROJECT BUDGET FORM, PAGES 1 and 2
CLICK TO DOWNLOAD: [FORM] [INSTRUCTIONS]
To this button, attach the Project Budget form, Pages 1 and 2. The file name should indicate the name of your organization or a recognizable acronym followed by "ProjectBudget.pdf." (Your own project budget may not be submitted in lieu of this required form.)
Your Total Project Costs must equal your Amount Requested. For example, if you request $50,000, under "EXPENSES" you should list a total of $50,000 in the "DIRECT COSTS: Salaries and wages" and/or the "DIRECT COSTS: Other expenses" sections.
Example:
DIRECT COSTS: Salaries and wages:
Title and/or type of personnel |
Number of personnel |
Annual or average salary range |
% of time devoted to this project |
Amount |
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Assistant Director |
1 |
$50,000 per yr. |
50% |
$25,000 |
DIRECT COSTS: Other expenses:
1 School Coordinator—partial request of full salary $35,000 |
$15,000 |
1 Workshop Leader – partial request of full salary $40,000 |
$10,000 |
REMINDER: Salaries, wages, fringe benefits, and fees that are incurred in connection with fund raising (e.g., development staff) are not allowable project expenses; do not include them in your budget.
Your budget items must be limited to:
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For subgranting, fees for subgrants and the subgranting program. Priority will be given to cost-effective programs that maximize the amount of funds distributed. Most of the NEA funds should be distributed as subgrants to eligible organizations for:
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Salaries, wages, and fringe benefits for personnel, administrative and artistic.
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Fees for artists and contractual personnel.
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For your organization’s own jobs:
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Salaries, wages, and fringe benefits for personnel, administrative and artistic, who are paid on a salary basis. List each staff position separately. Do not combine positions or use salary ranges.
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Fees for artists and contractual personnel. List each position separately. Do not combine positions or use salary ranges.
Indirect costs are not eligible for this program; do not include them.
Step 4: Submit Items in Steps 1-3 above electronically through Grants.gov
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Follow the detailed instructions under “Submit your electronic application” above.
National Endowment for the Arts · an independent federal agency
1100 Pennsylvania Avenue NW
Washington, DC 20506
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